Statement Of CFTC Commissioner J. Christopher Giancarlo Regarding The...
The Commodity Futures Trading Commission (CFTC) and the U.S. Prudential Regulators1 have ordered U.S. swap dealers to proceed forward this week in implementing globally agreed margin requirements for...
View ArticleWillem Meijer To Step Down As CEO Of TOM (The Order Machine)
Willem Meijer will step down as CEO of TOM on 1 September 2016. Meijer has been CEO of TOM since the start of the company 7 years ago. During that period TOM established a solid position in the...
View ArticleSEC: RBC To Pay $2.5 Million For Proxy Statement Disclosure Violations
The Securities and Exchange Commission today announced that RBC Capital Markets LLC has agreed to a $2.5 million settlement for causing materially false and misleading disclosures about its valuation...
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Mean Reversion: Gravitational Super Force or Dangerous Delusion?
In my last post on the danger of using single market metric to time markets, I made the case that though the Shiller CAPE was high, relative to history, it was not a sufficient condition to conclude...
View ArticleHong Kong's Securities And Futures Commission Designates Central...
The Securities and Futures Commission (SFC) today designated four central counterparties (CCPs) for the purposes of the mandatory clearing obligation for certain over-the-counter (OTC) derivative...
View ArticleDIFC Posts Strong Growth And Reaches Major Milestones In First Half Of 2016
Dubai International Financial Centre (DIFC), the leading financial hub for the US$7.8 trillion Middle East, Africa and South Asia (MEASA) region, today announced the successful results of its first...
View ArticleAbu Dhabi Securities Exchange Participates In The Annual Promotional...
Represented by its CEO, Mr. / Rashid Al Baloushi, Abu Dhabi Securities Exchange participated in the Annual Promotional Conference for Arab Exchanges which was held in London between January 20th and...
View ArticleSEC: Fee Rate Advisory #1 For Fiscal Year 2017
The Securities and Exchange Commission today announced that in fiscal year 2017 the fees that public companies and other issuers pay to register their securities with the Commission will be set at...
View ArticleSEC Proposes Amendments To Require Hyperlinks To Exhibits In Filings -...
The Securities and Exchange Commission today proposed rule and form amendments that would require registrants to include a hyperlink to exhibits in their filings.read more...
View ArticleCFTC Swaps Report Update
CFTC's Weekly Swaps Report has been updated, and is now available.read more...
View ArticleS&P Dow Jones Indices Market Attributes: Europe Index Dashboard
Get your client-ready performance reportread more...
View ArticleBermuda Stock Exchange Will Be Closed For Bermuda Labour Day Public Holiday
The Bermuda Stock Exchange (“BSX”) advises that the Exchange will be closed on Monday, 05 September, 2016, in observance of the Bermuda Labour Day Public Holiday. The BSX will re-open on Tuesday, 06...
View ArticleU.S. Department Of The Treasury: Preliminary Annual Report On U.S. Holdings...
Preliminary data from an annual survey of U.S. portfolio holdings of foreign securities at year-end 2015 were released today and posted on the Treasury website at...
View ArticleFTC Blog Post Outlines How NIST Cybersecurity Framework Relates To FTC Data...
A new blog post from the Federal Trade Commission provides guidance to businesses on how the cybersecurity framework created by the National Institute for Standards and Technology (NIST) aligns with...
View ArticleSTOXX Changes Composition Of Blue-Chip Indices - Regular Annual Review To Be...
STOXX Ltd., the operator of Deutsche Boerse Group’s index business, and a global provider of innovative and tradable index concepts, today announced the results of the regular annual review of theSTOXX...
View ArticleNZX Interim Report 2016 Published
NZX today published its Interim Report for the six months ended 30 June 2016.read more...
View ArticleEEX Group: Key Figures Of August 2016
EEX Group provides the central market platform for energy and commodity products. The offering of the group comprises contracts listed at the European Energy Exchange (EEX), EPEX SPOT, Powernext,...
View ArticleDGCX Ends Summer On A High Note
Volumes on the Dubai Gold and Commodities Exchange (DGCX) touched close to 13 million contracts, growing 43% from same period last year to record the highest ever volume for this period in over a...
View ArticleCFTC Seeks Public Comment on Proposed Whistleblower Rule Amendments
The U.S. Commodity Futures Trading Commission (CFTC) is requesting public comment on proposed amendments to the Whistleblower Rules found in Part 165 of the CFTCâs Regulations.
View ArticleSeven Characteristics of Successful Innovators
I was asked recently to share my definition of innovation as well as the characteristics of successful innovators. Here is my response.Innovation: the process of creating and implementing an idea that...
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