Moscow Exchange: Risk Parameters Change For Non-Principal Futures On March 9,...
According to Item 8 of the Principal and Non-principal Futures Listing Methodology (approved by the NCC Management Board on May, 29 2014), Xi parameters for non-principal futures were changed on March...
View ArticleFederal Court Orders Banc De Binary Ltd., ET Binary Options Ltd., BO Systems...
The U.S. Commodity Futures Trading Commission (CFTC) today announced that a federal court in Las Vegas, Nevada, issued a Consent Order requiring Defendants Oren Shabat Laurent of Israel and his...
View ArticleMIAX Options - Daylight Saving Time - March 2016
Please be advised the MIAX Options Exchange is scheduled to begin Daylight Saving at 2:00 AM on Sunday, March 13, 2016. The MIAX will adjust the system time ahead 1 hour for trading beginning Monday,...
View ArticleDubai International Financial Centre Enhances ICT Infrastructure With...
Dubai International Financial Centre (DIFC), the global financial gateway connecting businesses and institutions with emerging market opportunities across the Middle East, Africa and South Asia, has...
View ArticleMiFID II/Best Execution Legal Opinion With Regard To Routing To Multiple...
An important aim and consequence of the MiFID regime for investment firms has been the introduction of competition, resulting in the establishment of multiple equity and derivatives exchanges. Banks...
View ArticleCalifornia Water District To Pay Penalty For Misleading Investors
The Securities and Exchange Commission today charged California’s largest agricultural water district with misleading investors about its financial condition as it issued a $77 million bond offering....
View ArticleCFTC Orders CHS, Inc. And CHS Hedging, LLC To Pay $1 Million For Inaccurately...
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against CHS, Inc. (CHS), a cooperative corporation for failing to comply with its...
View ArticleEuronext Announces Annual Review Of The AEX, AMX And AScX
Euronext, the leading exchange in the Eurozone, today announces the results of the annual review of the AEX®, AMX®and AScX®indices. The changes due to the review will be effective from Monday 21 March...
View ArticleSEC: Insider Traders Returning Illegal Profits And Kickbacks
The Securities and Exchange Commission today announced that a Florida man trading on inside information ahead of a pharmaceutical company merger and a friend who tipped him have agreed to settle...
View ArticleSIFMA Research: Long Term Securities Issuance Increases 7.1% In 2015 To $6.7...
SIFMA issued its Research Quarterly for the fourth quarter and full year of 2015 today. The report notes long-term securities issuance totaled $1.48 trillion in 4Q'15, an 8.5 percent decline from...
View ArticleCFTC Financial Data For Futures Commission Merchants Update
This information has recently been updated, and is now available.read more...
View ArticleCalPERS Settles Moody's Negligent Ratings Case For Record $130 Million
The California Public Employees' Retirement System (CalPERS) today announced it has settled its case against Moody's and Moody's Investors' Services (Moody's) for a record $130 million. The case...
View ArticleSIFMA Market Close Recommendations For The Good Friday And UK Easter Monday...
SIFMA has confirmed its previous holiday recommendations for the trading of U.S. dollar-denominated fixed-income securities in the US, the UK, and Japan in observance of the Good Friday and UK Easter...
View ArticleCFTC Swaps Report Update
CFTC's Weekly Swaps Report has been updated, and is now available.read more...
View ArticleSEC: Tech Company Misled Investors About Key Product
The Securities and Exchange Commission today announced that a developer of technologies for touchscreen devices has agreed to pay $750,000 to settle charges that it misled investors about the...
View ArticleMIAX Options Exchange - Mandatory Market Data Feed Migration (ToM, MOR, AIS)
MIAX Options will be migrating the following feeds to conform with the most recent interface specification versions supporting Complex Orders. This migration is scheduled for completion prior to...
View ArticleSEC To Hold National Compliance Outreach Seminar For Investment Companies And...
The Securities and Exchange Commission today announced the opening of registration for its compliance outreach program’s national seminar for investment companies and investment advisers. The event is...
View ArticleDeutsche Börse AG To Divest International Securities Exchange...
Deutsche Börse AG (“Deutsche Börse”) and NASDAQ, Inc. (“NASDAQ”) have today entered into an agreement regarding the sale of International Securities Exchange Holdings, Inc. (“ISE”), operator of three...
View ArticleCME Group Announces Singaporean Team Wins 13th Annual Trading Challenge -...
CME Group, the world's leading and most diverse derivatives marketplace, today announced the winners of its 13th annual CME Group Trading Challenge, including the first-place winners from Nanyang...
View ArticleCapital Valuation Adjustment and Funding Valuation Adjustment....
In the aftermath of the 2007 global financial crisis, banks started reflecting into derivative pricing the cost of capital and collateral funding through XVA metrics. Here XVA is a catch-all acronym...
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