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Brexit, US Fed Interest Rate Hike Possibilities Leads Trading Interest Growth...

During the month of May, the Dubai Gold & Commodities Exchange (DGCX) witnessed a flurry of trading activity due to uncertainty over Britain's exit from the European Union and also a possible...

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EEX And Powernext Confirm Launch Date Of Additional Trading Venues In...

EEX and Powernext have confirmed the launch date of the additional trading venues (non-MTFs) for German and French power derivatives as well as gas derivatives for all hubs and maturities available...

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Millennium Exchange Release 9.1 Oslo Børs â Functional...

This announcement contains a brief description of new functionality, the release plan for technical specifications and invitations to technical information meetings.read more...

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SEC Halts EB-5 Scheme Stealing Investments In Cancer Center

The Securities and Exchange Commission today announced fraud charges and an asset freeze against a husband and wife accused of misusing two-thirds of the money they raised from investors for the...

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Nasdaq, Inc. Prices $500,000,000 Senior Notes Offering

Nasdaq, Inc. (the “Company”) (Nasdaq:NDAQ) today announced that it priced a public offering of $500,000,000 aggregate principal amount of U.S. dollar-denominated 3.850% senior notes due 2026 (the...

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SEC: Adviser Steered Investor Money To His Own Companies

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CFTC To Reopen Comment Period For Specific Elements Of Regulation Automated...

The U.S. Commodity Futures Trading Commission (CFTC) will reopen the comment period for specific elements of Regulation Automated Trading (Regulation AT). This is being done in conjunction with a CFTC...

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SEC: Forex Trader Misrepresented Track Record And Hid Massive Losses

The Securities and Exchange Commission today charged a New York City-based trader with defrauding investors out of millions of dollars by misrepresenting her investment track record, the profitability...

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Federal Reserve Board Announces Schedule For Results from Dodd-Frank Act...

The Federal Reserve Board on Thursday announced that results from the latest supervisory stress tests conducted as part of the Dodd-Frank Act will be released on Thursday, June 23, and the related...

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Statement From New York Attorney General Eric T. Schneiderman On Case Against...

Attorney General Eric T. Schneiderman issued the following statement today in connection with a State Court of Appeals decision in the case against Hank Greenberg, which will allow New York’s fraud...

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US Department Of Justice: Two Former Deutsche Bank Employees Indicted On...

Two former Deutsche Bank AG (Deutsche Bank) traders—the bank’s supervisor of the Pool Trading Desk in New York and a derivatives trader in London—were indicted for their alleged roles in a scheme to...

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CFTC Staff To Hold Roundtable On Certain Elements Of Regulation AT

The Commodity Futures Trading Commission’s (CFTC or Commission) Division of Market Oversight announced today that staff will hold a public roundtable meeting, to discuss certain elements of the...

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SIFMAâs Bentsen Delivers Remarks At The SIFMA-TCH Prudential Regulation...

SIFMA president and CEO Kenneth E. Bentsen, Jr., today delivered introductory remarks on prudential regulation at an event co-hosted by SIFMA and The Clearing House in Washington, D.C. An excerpt is as...

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The space of outcomes of semi-static trading strategies need not be closed....

Semi-static trading strategies make frequent appearances in mathematical finance, where dynamic trading in a liquid asset is combined with static buy-and-hold positions in options on that asset. We...

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On American VIX options. (arXiv:1606.00530v1 [q-fin.PR])

In this paper, we extend the 3/2-model for VIX studied by Goard and Mazur (2013) and introduce generalized 3/2 and 1/2 classes for volatility. Under these models, we study the pricing of European and...

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New Zealand's Financial Markets Authority: Investigation Into Morgan Cooper...

The Financial Markets Authority (FMA) is investigating a complaint received in relation to Morgan Cooper Limited (MCL) and a Mr Rodney McCall (aka Rodney Crichton) for potential contraventions of...

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ASX Compliance Monthly Activity Report - May 2016

Attached is a copy of the ASX Compliance Monthly Activity Report for May 2016.

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David Martin Appointed Chair Of FIA Asia Regional Advisory Board

FIA announced that David Martin of J.P. Morgan has been appointed chairman of the Asia Regional Advisory Board for a two year term. He replaced Paul Davies, who stepped down after retiring from...

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ASX Group Monthly Activity Report - May 2016

The value of ASX-listed stocks, as measured by the All Ordinaries Index, rose 2.5% in May 2016. This performance was comparable to some major markets including Japan up 3.4%, and Germany up 2.2%. The...

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New Trading System For âHigh Frequency Mums And Dadsâ â...

Dion Global, the financial technology firm for capital markets, today launched TCPro for Australian retail investors.read more...

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